Business Law Section:
Committee on Securities Law

Join the Securities Law Committee and Its Email List

CHAIR:

VICE- CHAIR:

Penny L Somer-Greif
Ober Kaler Grimes & Shriver
100 Light St
Fl 19
Baltimore, MD 21202-1153
P: (410) 347-7341
F: (443) 263-7541
E: Private email address

Gregory Todd Lawrence
Conti Fenn & Lawrence LLC
36 S Charles St
Ste 2501
Baltimore, MD 21201-3107
P: (410) 837-6995
F: (410) 510-1647
E: greg@lawcfl.com

Committee on Securities Law Roster


RECENT DOCUMENTS:


PRESENTATIONS AND WEBINARS:


AGENDAS/MINUTES OF COMMITTEE MEETINGS:

Securities Law Committee Meeting Agendas | View Archive |
Agenda - April 19, 2012
Agenda - January 19, 2012

Securities Law Committee Meeting Minutes
| View Archive |
Minutes from Meeting of February 14, 2008


ARTICLES/MEMOS:



TOPICS/WEBSITES OF INTEREST:

Small Entity Compliance Guide to Changeover to the SECs New Smaller Reporting Company System


USEFUL LINKS:

Maryland Attorney General Securities Division



MISSION STATEMENT:

The primary purposes of the Committee are to (i) monitor developments in federal and state (specifically, Maryland) securities law, particularly with respect to securities offering exemption and registration requirements, and related developments including PCAOB and SRO changes that are applicable to the practices of our members, with an emphasis on how these developments impact smaller companies, (ii) disseminate this information to our members though e-mails, meetings, and postings to the Committee’s website, and (iii) comment on proposed new rules and regulations when particularly relevant to the securities practices of the Committee’s members.